Our Clients
Our corporate clients include international banks, brokerages, insurance carriers and asset management firms in the global top tier of their chosen markets and products. Our direct clients tend to be senior business line managers, COOs, and CIOs, with high levels of organizational and budgetary responsibilities.
Business and Operations Consulting, where we help clients to: | |
Execute their business strategies - through the alignment of organization, product, technology, and operations with business objectives | |
Develop market and competitive strategies that leverage core strengths, and help to identify new revenue opportunities | |
Redesign operating models and business processes to maximize leverage of resources - people, technology and capital | |
Compliance Consulting, where we help clients to | |
Institute compliance management structures and cultures to effectively manage regulatory risks | |
Overcome issues resulting from regulatory examinations, including changes to policies and procedures, surveillance enhancements and lookback reviews, and improvements to customer due diligence and risk ranking practices | |
Prepare for a regulatory examination in advance with a rigorous assessment review | |
Resourcing Services, provide temporary resources to clients to | |
Implement projects with domain expert project managers and business analysts | |
Alleviate temporary operational resourcing issues with interim managers and operations specialists | |
Support critical compliance project initiatives with supervisory managers, researchers, policies and procedures drafters, surveillance QA, and KYC document specialists |