Combining strong regulatory experience with financial industry business expertise to assist our clients to ensure that all facets of the compliance program in place within the client organization are properly aligned for each business, ensuring they are highly effective and efficient. Credibly offering unparalleled business domain experience gained from our Business and Operations Consulting practice. |
|
Specializing in helping institutions interpret the regulatory requirements to develop effective processes and programs that are custom tailored for each line of business. | |
Having developed our depth of experience running the Compliance Consulting practice since 9/11, we have experienced with our clients the ongoing evolution of the regulatory environment. | |
Maintaining high level of discretion, ensuring confidentiality to our clients given the sensitive nature of these engagements. |
Global banks | |
Brokerages | |
Asset management firms |